ODDO BHF (Schweiz) AG
Senior Compliance Officer 100% (m/w/d)
YOUR TEAM AND YOUR ENVIRONMENT
Within a dynamic team of 10 people, you will support your 140 colleagues based in Zurich and Geneva on Compliance aspects, in a multicultural environment. You are a Senior Compliance Officer and ensure that the Swiss regulatory and internal requirements are implemented and adhered to, especially in relation to AFC, FinSA/MiFID and Products Compliance matters.
THE SKILLS YOU WILL DEVELOP
Anti-Financial Crime (AFC)
- Ensure adherence to Swiss AML/CFT regulations, Sanctions and CDB regulations during the entire client life cycle (onboarding, transaction monitoring, periodic reviews)
- Review and development of the framework / policies
- Monitoring activities as per control plan
FinSA/MiFID
- Review and enhancement of the framework, incl. policies and control framework
- Implementation of best practices
- Advisory on client suitability / investor protection matters
- Development of controls and KRIs
Products
- Review and enhance the Compliance framework related to products and services offered to clients
- Development of policies together the Client Solutions team
- Development of the control framework and reporting
- Compliance products advisory
- Review of products documentation
Others
- Contact person for internal and external audit
- Periodic reporting to Head Compliance and local management
- Staff training
YOUR REMUNERATION
We offer you a remuneration package tailored to your profile and skills. This remuneration is based on a fixed salary, a discretionary bonus that is subject to individual arbitration at the end of each year and the possibility of becoming a shareholder.
Our ambition is to attract and develop the best talent by offering them the opportunity to become shareholders in the Group alongside the Oddo family, who together hold 90% of the capital. We are committed to aligning our interests and values with our clients and partners.
REQUIRED SKILLS
- Solid experience and good understanding of Compliance matters in Private Wealth Management, Asset Management and/or Investment Banking with an international Bank
- Good understanding of Wealth Management products and related Compliance risks
- Strong knowledge of Swiss regulations and best market practices
- Experience in implementing and monitoring the FinSA / MiFID framework
- Very good interpersonal skills and team player
- Independent and decision maker
- Very good analytic and conceptual skills
- Good languages skills (English, German and French)
We are committed to ensuring equal opportunities. Diversity is one of the keys to our past and future success and we fully support it.
We do not accept applications from employment agencies.