Leads the first-line assurance activities across Investment Management functions to identify, assess, and mitigate risks, as well as to establish and implement controls, ensuring the adherence to the established policies and procedures. This role supports the CIO in providing strategic advisory, oversight, and practical solutions to address assurance-related challenges. This includes the engagement with multiple stakeholders including the control functions (second-line and third-line) as well as regional office
Provides strategic advisory to address assurance‑related challenges, including identification of control gaps, policy interpretation, while supporting effective decision‑making of senior management
Demonstrates strong proactiveness in identifying potential gaps and driving them to resolution
Leads the establishment and ongoing improvement of the first‑line governance architecture to strengthen control effectiveness and operational accountability
Performs assurance activities including but not limited to gap analysis, attestation on group and regulatory guidelines and policies, and oversight of investment activities to ensure adherence to internal policies and regulatory requirements
Daily monitoring of the investment limits and restrictions violation(s). Ensures timely investigation and escalation to stakeholders where appropriate, and follow-through until closure
Periodic review of internal policies and procedures, including Investment Policy, Investment Mandates Standard, Investment Guidelines, Risk Appetite Statements, ALMIC charters, and other procedures
Accountable for the maintenance of Bloomberg Front Office Systems, including but not limited to setting, testing, monitoring of compliance rules (CMGR, BTCA)
Promotes a strong control mindset and risk-aware culture in Investment Management, including providing quarterly team training on governance matters
Maintains proper documentation, and acts as a key contact for Investment Management on assurance matters with the control functions such as Risk, Compliance, Internal Audit, Shairah, Legal and other regional and group assurance functions
Proactively monitors and highlights the latest developments from financial markets, products, and regulatory guidelines to ensure ongoing compliance with the latest requirements
Prepares periodic and ad-hoc reports to the relevant Committees, senior management, and regional / group offices
Requirements
Degree in Legal, Finance, Investment, Economics, Actuarial Science, Accounting, or an equivalent or higher qualification
Professional qualifications such as CFA, ACCA, CPA, FRM would be an added advantage
Minimum 7 years of relevant working experience in investment, risk, compliance, audit, or a related field, preferably in the insurance and finance industry
Experience in using Bloomberg Compliance functions
Strong analytical skills, high self-motivation, excellent interpersonal and stakeholder management skills
Strong understanding of BNM and/or SC regulatory requirements, and knowledge of financial markets, products and investment structures
Confident to escalate issues when necessary
Demonstrates curiosity and hands-on interests to understand how processes actually operate on the ground
Treats controls and risk management as part of business excellence rather than compliance
Able to challenge assumptions, decisions, and practices in a respectful, non‑confrontational manner
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