Provide compliance advisory and conduct risk oversight for Life and General Insurance activities across the customer lifecycle
Partner with business stakeholders to identify, assess and mitigate regulatory and customer conduct risks
Support implementation and enhancement of conduct risk framework, controls and monitoring programs
Advise on sales and distribution initiatives, intermediary governance, licensing and sales practices
Support investigations, regulatory reporting and remediation relating to conduct issues or regulatory breaches
Review major customer complaints and ensure fair, compliant and effective resolution processes
Provide compliance guidance on product disclosure, policy servicing, claims, digital platforms and AI transformation initiatives
Monitor regulatory developments and support implementation of new requirements
Assist with regulatory enquiries, inspections, audits and governance reporting
Conduct compliance assessments and prepare management information and committee reports
Job Qualifications
Bachelor's degree in Law, Business, Finance, Insurance, Risk Management or related discipline
Minimum 6 years of experience in compliance, regulatory advisory, conduct risk, risk management or insurance operations
Strong experience within the HK insurance industry, ideally across both Life and General Insurance businesses
In-depth knowledge of HK insurance regulations, conduct standards and fair customer outcome principles
Strong understanding of insurance operations and associated compliance risks
Strong analytical skills with the ability to identify gaps, assess risks and recommend balanced solutions
Proficiency in leveraging AI-enabled tools and digital technologies to enhance efficiency and generate insights
Excellent command of both written and spoken English and Chinese (including Cantonese)
Why Zurich
At Zurich, we like to think outside the box and challenge the status quo. We take an optimistic approach by focusing on the positives and constantly asking What can go right?
We are an equal opportunity employer who knows that each employee is unique - that’s what makes our team so great! , Join us as we constantly explore new ways to